Field Notes/Core Notes : ๋‰ด์Šค
๋ฏธ๊ตญ ๊ธฐ์—… ๊ณต์‹œ ์ž๋ฃŒ (S-1) ์ฐพ์•„๋ณด๊ธฐ
2022.03.02
์ถœ์ฒ˜: ๋‰ด์š•์ฃผ๋ฏผ์˜ ์ง„์งœ ๋ฏธ๊ตญ์‹ ์ฃผ์‹ํˆฌ์ž, SEC website SEC ๋ฏธ๊ตญ์ฆ๊ถŒ๊ฑฐ๋ž˜์œ„์›ํšŒ; Securities Exchange Commission ๋ฏธ๊ตญ ์œ ๊ฐ€์ฆ๊ถŒ ๋“ฑ๋ก์ ˆ์ฐจ SEC์— ์ฆ๊ถŒ์‹ ๊ณ ์„œ(Regsitration Statement) ์ œ์ถœ : Offering Registration ๋˜๋Š” Offering Docs (์ฆ๊ถŒ๋ฒ• 1933) -> ์ฃผ์‹ ๋ฐœํ–‰์‹œ ํˆฌ์ž์ž์—๊ฒŒ ์ œ๊ณตํ•˜๋Š” ์ž๋ฃŒ, ์‚ฌ์—… ์„ค๋ช…์„œ ํฌํ•จ -> SEC ์Šน์ธ ์ดํ›„ ๊ณต๋ชจ๋กœ ์ฃผ์‹ ๋ฐœํ–‰ Trading Registration (SEC ์ฆ๊ถŒ๊ฑฐ๋ž˜๋ฒ• 1934) -> ์žฅ์™ธ์‹œ์žฅ ๊ฑฐ๋ž˜ ์ฆ๊ถŒ ๋“ฑ๋ก์— ํ•„์š” (์‚ฌ์—… ์„ค๋ช…์„œ X) S-1 ์ผ๋ฐ˜ ๊ธฐ์—…์˜ ๊ธฐ์—…๊ณต๊ฐœ(IPO)์‹œ SEC์— ๋“ฑ๋กํ•˜๋Š” ๊ณต์‹œ ์ž๋ฃŒ [SEC.gov์—์„œ ์ง์ ‘ ๊ณต์‹œ ์ž๋ฃŒ ์ฐพ๊ธฐ] https://www.sec.gov/edga..